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Over The Air Reception Devices (OTARD)
Summary and Questions and Answers
In
1996, the Federal Communications Commission (FCC) adopted rules for
Over-the-Air-Reception Devices (“OTARD”). OTARD prohibits certain HOA restrictions that
impair the installation, maintenance or use of antennas used to receive video
programming, including direct-to-home satellite dishes that are less than one
meter (39.37") in diameter, TV antennas, and wireless cable antennas. The rule prohibits most restrictions that:
(1) unreasonably delay or prevent installation, maintenance or use;
(2) unreasonably increase the cost of
installation, maintenance or use; or
(3) preclude reception of an acceptable
quality signal.
The
rule does not apply to common areas of a community association or condominium
association. Such common areas may
include the roof or exterior wall of a multiple dwelling unit. Therefore, restrictions on antennas installed
in or on such common areas are enforceable.
The
rule applies to individuals who place antennas that meet size limitations on
property that they own or rent and that is within their exclusive use or
control, including condominium owners and tenants who have an area where they
have exclusive use, such as a balcony or patio, in which to install the
antenna. The rule applies to townhomes
and manufactured homes, as well as to single family homes.
Q: What types of antennas are covered by the rule?
A: The rule applies to the following types of antennas:
(1) A "dish" antenna
that is one meter (39.37") or less in diameter (or any size dish if
located in Alaska) and is designed to receive direct broadcast satellite
service, including direct-to-home satellite service, or to receive or transmit
fixed wireless signals via satellite.
(2) An antenna that is one meter
or less in diameter or diagonal measurement and is designed to receive video
programming services via broadband radio service (wireless cable) or to receive
or transmit fixed wireless signals other than via satellite.
(3) An antenna that is designed
to receive local television broadcast signals.
In addition, antennas covered by
the rule may be mounted on "masts" to reach the height needed to
receive or transmit an acceptable quality signal (e.g. maintain
line-of-sight contact with the transmitter or view the satellite). Masts
higher than 12 feet above the roofline may be subject to local permitting
requirements for safety purposes. Further, masts that extend beyond an
exclusive use area may not be covered by this rule.
Q: What are
"fixed wireless signals"?
A: "Fixed wireless signals" are any commercial
non-broadcast communications signals transmitted via wireless technology to
and/or from a fixed customer location. Examples include wireless signals
used to provide telephone service or high-speed Internet access to a fixed
location. This definition does not include, among other things, AM/FM
radio, amateur ("HAM") radio (but see 47 C.F.R. §97.15),
Citizens Band ("CB") radio, and Digital Audio Radio Services
("DARS") signals.
Q: Does the rule
apply to hub or relay antennas?
A: The rule applies to "customer-end antennas"
which are antennas placed at a customer location for the purpose of providing
service to customers at that location. The rule does not cover antennas
used to transmit signals to and/or receive signals from multiple customer
locations.
Q: What types of
restrictions are prohibited?
A: The rule prohibits restrictions that impair a person's ability to install, maintain, or use an antenna covered by the rule. The rule applies to state or local laws or regulations, including zoning, land-use or building regulations, private covenants, homeowners' association rules, condominium or cooperative association restrictions, lease restrictions, or similar restrictions on property within the exclusive use or control of the antenna user where the user has an ownership or leasehold interest in the property. A restriction impairs if it: (1) unreasonably delays or prevents use of; (2) unreasonably increases the cost of; or (3) precludes a person from receiving or transmitting an acceptable quality signal from an antenna covered under the rule. The rule does not prohibit legitimate safety restrictions or restrictions designed to preserve designated or eligible historic or prehistoric properties, provided the restriction is no more burdensome than necessary to accomplish the safety or preservation purpose.
Q: What types of restrictions unreasonably delay or prevent viewers from using an antenna? Can an antenna user be required to obtain prior approval before installing his antenna?
A: A local restriction that prohibits all antennas would
prevent viewers from receiving signals, and is prohibited by the Commission's
rule. Procedural requirements can also unreasonably delay installation,
maintenance or use of an antenna covered by this rule. For example, local
rules or regulations that require a person to obtain a permit or approval prior
to installation create unreasonable delay and are generally prohibited.
Permits or prior approval necessary to serve a legitimate written safety or
historic preservation purpose may be permissible. Although a simple
notification process (e.g. post installation) might be permissible, such a
process cannot be used as a prior approval requirement and may not delay or
increase the cost of installation. The burden is on the association to
show that a notification process does not violate our rule.
Q: What is an
unreasonable expense?
A: Any requirement to pay a fee to the local authority for a
permit to be allowed to install an antenna would be unreasonable because such
permits are generally prohibited. It may also be unreasonable for a local
government, community association or landlord to require a viewer to incur
additional costs associated with installation. Things to consider in
determining the reasonableness of any costs imposed include: (1) the cost of
the equipment and services, and (2) whether there are similar requirements for
comparable objects, such as air conditioning units or trash receptacles.
For example, restrictions cannot require that expensive landscaping screen
relatively unobtrusive DBS antennas. A requirement to paint an antenna so
that it blends into the background against which it is mounted might be
acceptable, provided it will not interfere with reception or impose
unreasonable costs.
Q: What
restrictions prevent a viewer from receiving an acceptable quality
signal? Can a homeowners association or other restricting entity
establish enforceable preferences for antenna locations?
A: Enforceable placement preferences must be clearly
articulated in writing and made available to all residents of the community in
question. A
requirement that an antenna be located where reception would be impossible or
substantially degraded is prohibited by the rule. However, a regulation
requiring that antennas be placed in a particular location on a house such as
the side or the rear, might be permissible if this placement does not prevent
reception of an acceptable quality signal or impose unreasonable expense or
delay. For example, if installing an antenna in the rear of the house
costs significantly more than installation on the side of the house, then such
a requirement would be prohibited. If, however, installation in the rear
of the house does not impose unreasonable expense or delay or preclude
reception of an acceptable quality signal, then the restriction is permissible
and the viewer must comply.
For DBS antennas, and digital
fixed wireless antennas or other digital antennas to receive or transmit an
acceptable quality signal, the antenna must be installed where it has an
unobstructed, direct view of the satellite or other device from which signals are
received or to which signals are to be transmitted. Unlike analog
antennas, digital antennas, even in the presence of sufficient over-the-air
signal strength, will at times provide no picture or sound unless they are
placed and oriented properly.
Q: Can a
restriction limit the number of antennas that may be installed at a particular
location?
The Commission’s rule covers the
antennas necessary to receive service. Therefore, a local rule may not,
for example, allow only one antenna if more than one antenna is necessary to
receive the desired service.
Q: Are all
restrictions prohibited?
A: No. Clearly-defined, legitimate safety restrictions
are permitted even if they impair installation, maintenance or use provided
they are necessary to protect public safety and are no more burdensome than
necessary to ensure safety. The safety reason for the restriction must be
written in the text, preamble or legislative history of the restriction, or in
a document that is readily available to antenna users, so that a person who
wishes to install an antenna knows what restrictions apply. Safety
restrictions cannot discriminate between objects that are comparable in size
and weight and pose the same or a similar safety risk as the antenna that is
being restricted. Examples of valid safety restrictions include fire
codes preventing people from installing antennas on fire escapes; restrictions
requiring that a person not place an antenna within a certain distance from a
power line; and installation requirements that describe the proper method to
secure an antenna.
Restrictions necessary for
historic preservation also may be permitted even if they impair installation,
maintenance or use of the antenna. To qualify for this exemption, the
property may be any prehistoric or historic district, site, building, structure
or object included in, or eligible for inclusion on, the National Register of
Historic Places. In addition, restrictions necessary for historic
preservation must be no more burdensome than necessary to accomplish the
historic preservation goal. They also must be imposed and enforced in a
non-discriminatory manner, as compared to other modern structures that are
comparable in size and weight and to which local regulation would normally
apply.
Q: How does the
rule apply to restrictions on radiofrequency (RF) exposure from antennas that
have the capability to transmit signals? Can a local restriction require
professional installation of receive-only antennas?
A: All transmitters regulated by the Commission, including
the customer-end fixed wireless antennas (either satellite or terrestrial)
covered under the amended rule, are required to meet the applicable Commission
guidelines regarding RF exposure limits. The limits established in the
guidelines are designed to protect the public health with a large margin of
safety. These limits have been endorsed by federal health and safety
agencies, such as the Environmental Protection Agency and the Food and Drug
Administration. The Commission requires that providers of fixed wireless
service exercise reasonable care to protect users and the public from RF
exposure in excess of the Commission's limits. In addition, as a
condition of invoking protection under the rule from government, landlord, and
association restrictions, a provider of fixed wireless service must ensure that
customer-end antennas are labeled to give notice of potential RF safety hazards
posed by these antennas.
It is recommended that antennas
that both receive and transmit signals be installed by professional installers
to maximize effectiveness and minimize the possibility that the antenna will be
placed in a location that is likely to expose subscribers, their families, or
others in the area to radiation from the transmit signal at close proximity
and for an extended period of time. In general, associations, landlords,
local governments and other restricting entities may not require professional
installation for receive-only antennas, such as one-way DBS satellite
dishes. However, local governments, associations, and property owners may
require professional installation for transmitting antennas based on the safety exception
to the rule. Such safety requirements must be: (1) clearly defined; (2)
based on a legitimate safety objective (such as bona fide concerns about RF
radiation) which is articulated in the restriction or readily available to
antenna users; (3) applied in a non-discriminatory manner; and (4) no more
burdensome than necessary to achieve the articulated objectives.
For additional information about
the Commission's RF exposure limits, please visit http://www.fcc.gov/oet/rfsafety or call the RF Safety Information Line
at 202-418-2464.
Q: Whose antenna
restrictions are prohibited?
A: The rule applies to restrictions imposed by local
governments, including zoning, land-use or building regulations; by homeowner,
townhome, condominium or cooperative association rules, including deed
restrictions, covenants, by-laws and similar restrictions; and by manufactured
housing (mobile home) park owners and landlords, including lease
restrictions. The rule only applies to restrictions on property where the
viewer has an ownership or leasehold interest and exclusive use or control.
Q: If I live in a
condominium or an apartment building, does this rule apply to me?
A: The rule applies to antenna users who live in a multiple
dwelling unit building, such as a condominium or apartment building, if the
antenna user has an exclusive use area in which to install the antenna.
"Exclusive use" means an area of the property that only you, and
persons you permit, may enter and use to the exclusion of other
residents. For example, your condominium or apartment may include a
balcony, terrace, deck or patio that only you can use, and the rule applies to
these areas. The rule does not apply to common areas, such as the roof,
the hallways, the walkways or the exterior walls of a condominium or apartment
building. Restrictions on antennas installed in these common areas are
not covered by the Commission's rule. For example, the rule would not apply to restrictions that prevent
drilling through the exterior wall of a condominium or rental unit and thus
restrictions may prohibit installation that requires such drilling.
Q: Does the rule
apply to condominiums or apartment buildings if the antenna is installed so
that it hangs over or protrudes beyond the balcony railing or patio wall?
A: No. The rule does not prohibit restrictions on
antennas installed beyond the balcony or patio of a condominium or apartment
unit if such installation is in, on, or over a common area. An antenna
that extends out beyond the balcony or patio is usually considered to be in a
common area that is not within the scope of the rule. Therefore, the rule
does not apply to a condominium or rental apartment unit unless the antenna is
installed wholly within the exclusive use area, such as the balcony or patio.
Q: Does the fact
that management or the association has the right to enter these areas mean that
the resident does not have exclusive use?
A: No. The fact that the building management or the
association may enter an area for the purpose of inspection and/or repair does
not mean that the resident does not have exclusive use of that area.
Likewise, if the landlord or association regulates other uses of the exclusive
use area (e.g., banning grills on balconies), that does not affect the viewer's
rights under the Commission's rule. This rule permits persons to install
antennas on property over which the person has either exclusive use or exclusive control. Note, too,
that nothing in this rule changes the landlord's or association's right to
regulate use of exclusive use areas for other purposes. For example, if
the lease prohibits antennas and flags on balconies, only the prohibition of
antennas is eliminated by this rule; flags would still be prohibited.
Q: Does the rule
apply to residents of rental property?
A: Yes. Effective January 22, 1999, renters may
install antennas within their leasehold, which means inside the dwelling or on
outdoor areas that are part of the tenant's leased space and which are under
the exclusive use or control of the tenant. Typically, for apartments,
these areas include balconies, balcony railings, and terraces. For rented
single family homes or manufactured homes which sit on rented property, these
areas include the home itself and patios, yards, gardens or other similar
areas. If renters do not have access to these outside areas, the tenant may
install the antenna inside the rental unit. Renters are not required to
obtain the consent of the landlord prior to installing an antenna in these
areas. The rule does not apply to common areas, such as the roof or the
exterior walls of an apartment building. Generally, balconies or patios
that are shared with other people or are accessible from other units are not
considered to be exclusive use areas.
Q: Are there
restrictions that can be placed on residents of rental property?
A: Yes. A restriction necessary to prevent damage to
leased property may be reasonable. For example, tenants could be
prohibited from drilling holes through exterior walls or through the
roof. However, a restriction designed to prevent ordinary wear and tear (e.g.,
marks, scratches, and minor damage to carpets, walls and draperies) would
likely not be reasonable provided the antenna is installed wholly within the
antenna user's own exclusive use area. In addition, rental property is
subject to the same protection and exceptions to the rule as owned
property. Thus, a landlord may impose other types of restrictions that do
not impair installation, maintenance or use under the rule. The landlord
may also impose restrictions necessary for safety or historic preservation.
Q: If I live in a
condominium, cooperative, or other type of residence where certain areas have
been designated as "common," do these rules apply to me?
A: The rules apply to residents of these types of buildings,
but the rules do not permit you to install an antenna on a common area, such as
a walkway, hallway, community garden, exterior wall or the roof. However,
you may install the antenna wholly within a balcony, deck, patio, or other area
where you have exclusive use.
Drilling through an exterior
wall, e.g. to run the cable from the patio into
the unit, is generally not within the protection of the rule because the
exterior wall is generally a common element. You may wish to check with
your retailer or installer for advice on how to install the antenna without
drilling a hole. Alternatively, your landlord or association may grant
permission for you to drill such a hole. The Commission's rules generally
do not cover installations if you drill through a common element.
Q: If my
association, building management, landlord, or property owner provides a
central antenna, may I install an individual antenna?
A: Generally, the availability of a central antenna may
allow the association, landlord, property owner, or other management entity to
restrict the installation by individuals of antennas otherwise protected by the
rule. Restrictions based on the availability of a central antenna will
generally be permissible provided that: (1) the person receives the particular
video programming or fixed wireless service that the person desires and could
receive with an individual antenna covered under the rule (e.g., the
person would be entitled to receive service from a specific provider, not
simply a provider selected by the association); (2) the signal quality of
transmission to and from the person's home using the central antenna is as good
as, or better than, the quality the person could receive or transmit with an
individual antenna covered by the rule; (3) the costs associated with the use
of the central antenna are not greater than the costs of installation,
maintenance and use of an individual antenna covered under the rule; and (4)
the requirement to use the central antenna instead of an individual antenna
does not unreasonably delay the viewer's ability to receive video programming
or fixed wireless services.
Q: May the
association, landlord, building management or property owner restrict the
installation of an individual antenna because a central antenna will be
available in the future?
A: It is not the intent of the Commission to deter or
unreasonably delay the installation of individual antennas because a central
antenna may become available. However, persons could be required to
remove individual antennas once a central antenna is available if the cost of
removal is paid by the landlord or association and the user is reimbursed for
the value of the antenna. Further, an individual who wants video
programming or fixed wireless services other than what is available through the
central antenna should not be unreasonably delayed in obtaining the desired
programming or services either through modifications to the central antenna,
installation of an additional central antenna, or by using an individual
antenna.
Q: I live in a
townhome community. Am I covered by the FCC rule?
A: Yes. If you own the whole townhouse, including the
walls and the roof and the land under the building, then the rule applies just
as it does for a single family home, and you may be able to put the antenna on
the roof, the exterior wall, the backyard or any other place that is part of
what you own. If the townhouse is a condominium, then the rule applies as
it does for any other type of condominium, which means it applies only where
you have an exclusive use area. If it is a condominium townhouse, you
probably cannot use the roof, the chimney, or the exterior walls unless the
condominium association gives you permission. You may want to check your
ownership documents to determine what areas are owned by you or are reserved
for your exclusive use.
Q: I live in a
condominium with a balcony, but I cannot receive a signal from the satellite
because my balcony faces north. Can I use the roof?
A: No. The roof of a condominium is generally a common
area, not an area reserved for an individual's exclusive use. If the roof
is a common area, you may not use it unless the condominium association gives
you permission. The condominium is not obligated to provide a place for
you to install an antenna if you do not have an exclusive use area.
Q: I live in a
mobile home that I own but it is located in a park where I rent the lot.
Am I covered by the FCC rule?
A: Yes. The rule applies if you install the antenna
anywhere on the mobile or manufactured home that is owned by you. The
rule also applies to antennas installed on the lot or pad that you rent, as
well as to other areas that are under your exclusive use and control.
However, the rule does not apply if you want to install the antenna in a common
area or other area outside of what you rent.
Q: I want a
conventional "stick" antenna to receive a distant over-the air
television signal. Does the rule apply to me?
A: No. The rule does not apply to television antennas
used to receive a distant signal.
Q: I want to
install an antenna for broadcast radio or amateur radio. Does the rule
apply to me?
A: No. The rule does not apply to antennas used for
AM/FM radio, amateur ("ham") radio (see 47 C.F.R. §97.15),
Citizen's Band ("CB") radio or Digital Audio Radio Services
("DARS").
Q: I want to
install an antenna to access the Internet. Does the rule apply to me?
A: Yes. Antennas designed to receive and/or transmit
data services, including Internet access, are included in the rule.
Q: Does this mean
that I can install an antenna that will be used for voice and data services
even though it does not provide video transmissions?
A: Yes. The most recent amendment expands the rule and
permits you to install an antenna that will be used to transmit and/or receive
voice and data services, except as noted above. The rule will also
continue to cover antennas used to receive video programming.
Q: I'm a
board member of a homeowners' association and we want to revise our
restrictions so that they will comply with the FCC rule. Do you have
guidelines you can send me?
A: The Commission does not have sample guidelines because
every community is different. We can provide you the rule and the
relevant orders, which will give you general guidance. (See list of documents
at the end of this Information Sheet.
Some communities have written restrictions that provide a prioritized list of
placement preferences so that residents can see where the association wants
them to install the antenna. The residents should comply with the
placement preferences provided the preferred placement does not impose
unreasonable delay or expense or preclude reception of an acceptable quality
signal.
Q: What
restrictions are permitted if the antenna must be on a very tall mast to get a
signal?
A: If you have an exclusive use area that is covered by the
rule and need to put your antenna on a mast, the local government, community
association or landlord may require you to apply for a permit for safety
reasons if the mast extends more than 12 feet above the roofline. If you meet
the safety requirements, the permit should be granted. Note that the
Commission's rule only applies to antennas and masts installed wholly within
the antenna user's exclusive use area. Masts that extend beyond the
exclusive use area are outside the scope of the rule. For installations
on single family homes, the "exclusive use area" generally would be
anywhere on the home or lot and the mast height provision is usually most
relevant in these situations. For example, if a homeowner needs to
install an antenna on a mast that is more than 12 feet taller than the roof of
the home, the homeowners' association or local zoning authority may require a
permit to ensure the safety of such an installation, but may not prohibit the
installation unless there is no way to install it safely. On the other
hand, if the owner of a condominium in a building with multiple dwelling units
needs to put the antenna on a mast that extends beyond the balcony boundaries,
such installation would generally be outside the scope and protection of the
rule, and the condominium association may impose any restrictions it wishes
(including an outright prohibition) because the Commission rule does not apply
in this situation.
Q: Does the rule
apply to commercial property or only residential property?
A: Nothing in the rule excludes antennas installed on
commercial property. The rule applies to property used for commercial
purposes in the same way it applies to residential property.
Q: What can a local
government, association, or consumer do if there is a dispute over whether a
particular restriction is valid?
A: Restrictions that impair installation, maintenance or use
of the antennas covered by the rule are preempted (unenforceable) unless they
are needed for safety or historic preservation and are no more burdensome than
necessary to accomplish the articulated legitimate safety purpose or for
preservation of a designated or eligible historic site or district. If a
person believes a restriction is preempted, but the local government, community
association, or landlord disagrees, either the person or the restricting entity
may file a Petition for Declaratory Ruling with the FCC or a court of competent
jurisdiction. We encourage parties to attempt to resolve disputes prior
to filing a petition. Often contacting the FCC for information about how
the rule works and applies in a particular situation can help to resolve the
dispute. If a local government, community association, or landlord
acknowledges that its restriction impairs installation, maintenance, or use and
is preempted under the rule but believes it can demonstrate "highly
specialized or unusual" concerns, the restricting entity may apply to the
Commission for a waiver of the rule.
Q: How do I file a
petition or request a waiver at the Commission?
A: There is no special form for a
petition. You may simply describe the facts, including the specific
restriction(s) that you wish to challenge. If possible, include contact
information such as telephone numbers for all parties involved, if available,
and attach a copy of the restriction(s) and any relevant correspondence. If
this is not possible, be sure to include the exact language of the restriction
in question with the petition. General or hypothetical questions about the
application or interpretation of the rule cannot be accepted as
petitions. To file a Petition for Waiver, follow the requirements in
Section 1.4000(c) of the rule. The local government, community association or
landlord requesting the waiver must demonstrate "local concerns of a
highly specialized or unusual nature."
Petitions for declaratory rulings
and waivers must be served on all interested parties. For example, if a
homeowners' association files a petition seeking a declaratory ruling that its
restriction is not preempted and is seeking to enforce the restriction against
a specific resident, service must be made on that specific resident. The
homeowners' association will not be required to serve all other members of the
association, but must provide reasonable, constructive notice of the proceeding
to other residents whose interests foreseeably may be affected. This may be
accomplished, for example, by placing notices in residents' mailboxes, by
placing a notice on a community bulletin board, or by placing the notice in an
association newsletter. If a local government seeks a declaratory ruling
or a waiver from the Commission, the local government must take steps to afford
reasonable, constructive notice to residents in its jurisdiction (e.g., by placing a notice in a local
newspaper of general circulation). Proof of constructive notice must be
provided with a petition. In this regard, the petitioner should provide a copy
of the notice and an explanation of where the notice was placed and how many
people the notice reasonably might have reached.
Finally, if a person files a
petition or lawsuit challenging a local government's ordinance, an
association's restriction, or a landlord's lease, the person must serve the
local government, association or landlord, as appropriate. You must include a
"proof of service" with your petition. Generally, the "proof of
service" is a statement indicating that on the same day that your petition
was sent to the Commission, you provided a copy of your petition (and any
attachments) to the person or entity that is seeking to enforce the antenna
restriction. The proof of service should give the name and address of the
parties served, the date served, and the method of service used (e.g.,
regular mail, personal service, certified mail).
All allegations of fact contained
in petitions and related pleadings before the Commission must be supported by
an affidavit signed by one or more persons who have actual knowledge of such
facts. You must send an original and two copies of the petition and all
attachments to:
Secretary,
Federal Communications Commission
445 12th Street, S.W.
Washington, D.C. 20554
Attention: Media Bureau
Q: Can I continue
to use my antenna while the petition or waiver request is pending?
A: Yes, unless the restriction being challenged or for which
a waiver is sought is necessary for reasons of safety or historic
preservation. Otherwise, the restriction cannot be enforced while the
petition is pending.
Q: Who is
responsible for showing that a restriction is enforceable?
A: When a conflict arises about whether a restriction is
valid, the local government, community association, property owner, or
management entity that is trying to enforce the restriction has the burden of
proving that the restriction is valid. This means that no matter who
questions the validity of the restriction, the burden will always be on the
entity seeking to enforce the restriction to prove that the restriction is
permitted under the rule or that it qualifies for a waiver.
Q: Can I be fined
and required to remove my antenna immediately if the Commission determines that
a restriction is valid?
A: If the Commission determines that the restriction is
valid, you will have a minimum of 21 days to comply with this ruling. If
you remove your antenna during this period, in most cases you cannot be
fined. However, this 21-day grace period does not apply if the FCC rule
does not apply to your installation (for example, if the antenna is installed
on a condominium general common element or hanging outside beyond an apartment
balcony). If the FCC rule does not apply at all in your case, the 21-day
grace period does not apply.
Q: Who do I call if
my town, community association or landlord is enforcing an invalid restriction?
A: Call the Federal Communications Commission at 1-888-CALL FCC (1-888-225-5322), which is a toll-free number, or 202-418-2120. Some assistance may also be available from the direct broadcast satellite company, broadband radio service provider, television broadcast station, or fixed wireless company whose service is desired.